1040 Crown Pointe Parkway Suite 840 Atlanta, Georgia 30338 ph: 770-352-0120 866-352-0120 fax: 770-352-0038 Broker Dealer Services Mainstay s Broker / Dealer services provide our clients with the regulatory and compliance expertise necessary to meet the ever changing challenges of the current regul...

OurCompany ServicesResources&LinksContactUsAdvisoryServicesNetwork InvestmentAdvisorsBrokerDealersLitigation&ExpertWitnessOutsourcingSearch&Recruitment Broker Dealer Services Mainstay s Broker / Dealer services provide our clients with the regulatory and compliance expertise necessary ...

1040 Crown Pointe Parkway Suite 1070 Atlanta, Georgia 30338 ph: 770-352-0120 866-352-0120 fax: 770-352-0038 Investment Advisor Registration Process The Investment Advisor registration process can be a complicated and time consuming process. The applicant must determine if it will be a state register...

OurCompany ServicesResources&LinksContactUsAdvisoryServicesNetwork State Securities Regulators Alabama Alaska Arizona Arkansas California Colorado Connecticut Delaware District of Columbia Florida Georgia Hawaii Idaho Illinois Indiana Iowa Kansas Kentucky Louisiana Maine Maryland Massachusetts M...

OurCompanyServicesResources&LinksContactUsAdvisoryServicesNetwork ManagingDirectors&ConsultantsClients&References Managing Directors and Consultants Since our inception Mainstay Capital Markets Consultants has developed a reputation for delivering high quality service. Simply, we are ded...